TECHNICAL NOTE
Posterior Shoulder Instability
Treated with Arthroscopic Bankart and McLaughlin Techniques
Facundo Fazzone,
Alejo López, Francisco López Bustos, Carlos E. Martínez, Rufino C. Ruiz
Upper
Limb Team, Instituto Dupuytren de Traumatología y Ortopedia, Autonomous City of
Buenos Aires, Argentina
ABSTRACT
Introduction:
Traumatic posterior shoulder dislocations are uncommon and often produce
anterior humeral head defects (reverse Hill–Sachs lesions) and posterior labral
injuries (reverse Bankart lesions) due to abrupt posterior translation of the
humeral head. These injuries frequently involve engagement between the humeral
head and the glenoid. Although nonoperative management is often favorable,
recurrent dislocation episodes may persist in 65–80% of patients who do not
undergo surgery. Both open and arthroscopic surgical procedures have been
described for persistent dislocations. Objective: To describe an arthroscopic technique adapted from the open
McLaughlin procedure, compare it with approaches reported in the literature,
and present outcomes from three consecutive cases. Materials and
Methods: Three patients (ages 26, 30, and
45) were operated on by the same surgeon. Mean follow-up was 7 months. Outcomes
were assessed using the Visual Analog Scale (VAS) for pain and the Western
Ontario Shoulder Instability Index (WOSI). Results: Shoulder stability was documented at approximately 3 months. No
redislocations, subjective instability, or infections were reported during
follow-up. Conclusion: The
arthroscopic technique achieved joint stability with full range of motion while
avoiding extensive open approaches and their associated complications. This
arthroscopic variant represents a minimally invasive alternative for managing
posterior shoulder instability.
Keywords:
Posterior instability; reverse Bankart; reverse Hill–Sachs; remplissage;
arthroscopic McLaughlin.
Level of Evidence: IV
Inestabilidad posterior de hombro tratada con la técnica
de Bankart y McLaughlin artroscópica
RESUMEN
La luxación posterior de hombro traumática es
una lesión poco frecuente que puede provocar defectos óseos en la cara anterior
del húmero (lesión de Hill-Sachs invertida) y lesión del labrum (lesión de
Bankart invertida) por la traslación posterior brusca de la cabeza humeral que
suele involucrar un enganche entre la cabeza humeral y la glena. Si bien el
tratamiento conservador suele ser favorable, en el 65-80% de los pacientes,
pueden persistir los episodios de luxaciones, si no se someten a cirugía. Se
han descrito tratamientos quirúrgicos, tanto abierto como artroscópicos, para
las luxaciones persistentes. Objetivo: Describir la técnica artroscópica, una variante de
la técnica abierta de McLaughlin, y compararla con otras publicadas, y
comunicar el seguimiento de 3 casos tratados. Materiales y Métodos: Se incluyó
a 3 pacientes operados por el mismo cirujano. El seguimiento promedio fue de 7
meses. Se utilizó la escala analógica visual para dolor y el cuestionario WOSI. Resultados:
Se constató la estabilidad del hombro en un tiempo variable de 3 meses. No hubo
reluxaciones, sensación de inestabilidad ni infecciones. Conclusiones: Se
obtuvo la estabilidad y la movilidad completa, evitando grandes abordajes y
complicaciones asociadas. Esta variante de técnica artroscópica se puede
utilizar como opción para evitar técnicas de reparación a cielo abierto.
Palabras clave:
Inestabilidad posterior; técnica de Bankart inversa; lesión de Hill-Sachs
invertida; remplissage; técnica de
McLaughlin inversa.
Nivel de Evidencia: IV
INTRODUCTION
Posterior shoulder dislocation is
a rare injury. Most cases have a traumatic origin, although seizures are
another possible etiology.1
Traumatic
posterior translation of the humeral head often produces associated injuries,
such as impaction of the anteromedial humeral head (reverse Hill–Sachs lesion),
fracture of the posterior glenoid rim (posterior bony Bankart lesion), and
detachment of the posteroinferior capsulolabral complex (reverse Bankart
lesion).1,2
Up to 86%
of patients may sustain a reverse Hill–Sachs lesion that affects joint
congruence and can lead to instability.2,3
In the
Emergency Department, diagnosis may be missed; however, the clinical
presentation should raise suspicion— external rotation is limited because the
humeral head rests against the posterior glenoid rim, as described by Cicak.4 Magnetic resonance imaging and computed
tomography are useful for diagnosis and for determining the definitive
treatment.
Once
diagnosed, reduction is usually performed closed, under general anesthesia,
although an open approach may be necessary.4,5
Dislocation
may resolve favorably with conservative treatment; however, 65–80% of cases may
remain un-stable if not managed surgically. In most patients with posterior
dislocation, and those with posterior instability, nonoperative treatment with
physical therapy is effective; however, when a bony defect increases
instability, surgery is indicated.1-4
Surgical
repair of isolated capsulolabral lesions yields good outcomes, but when these
lesions are associated with a humeral head defect, outcomes are better if the
defect is filled.5,6
Various
treatments have been described and can be divided into anatomic techniques,
which restore the native humeral head anatomy, and nonanatomic techniques,
which fill the defect.
McLaughlin
first described tendon transfer in 1952 as a nonanatomic open technique to fill
the humeral head defect.7 Hawkins later
modified the procedure by transferring an osteotomized portion of the lesser
tuberosity, and Krackhardt subsequently reported the first arthroscopic
variant. Over time, several modifications have been proposed.7-9
The
objective of this report is to describe an arthroscopic surgical technique— a
variant of the McLaughlin procedure—report 9-month outcomes, and compare the
approach with previously published techniques.
MATERIALS AND METHODS
Three
patients (26, 30, and 45 years old) were operated on by the same surgeon.
Follow-up for the first patient was 9 months, and for the other two, 6 months.
The Visual Analog Scale (VAS) for pain and the Western Ontario Shoulder
Instability Index (WOSI) were used. Details of each patient are given in the Table.
Inclusion
criteria were: acute dislocations reduced in the Emergency Department;
treatment of instability within the second or third week after the episode;
reverse Bankart lesion; and a reverse Hill–Sachs lesion involving up to 30% of
the humeral head (Figures 1 and 2).
Surgical Technique
The
patient was placed in the lateral decubitus position, with 3-kg arm traction,
the table tilted 25°, and two anterior bolsters. The usual portals were marked:
a posterior viewing portal and an anterior working portal.
The joint
was entered through the posterior intra-articular portal with a 30°
arthroscope, and an initial diagnostic arthroscopy was performed to identify
labral and glenohumeral lesions.
After
placing cannulas in the anterosuperior and inferior portals, the anterosuperior
portal was used for visualization.
First, we
assessed decentering of the humeral head relative to the glenoid axis and the
extent of the reverse Hill–Sachs lesion (Figure 3).
Depending
on its length, one or two 3.5-mm titanium suture anchors were selected. The
subscapularis tendon was then grasped with forceps to pass the sutures, but the
knots were not tied at this stage (Figure 4).
Second, posterior labral repair was performed using
3.0-mm PEEK suture anchors, double-loaded, through the same anterosuperior
portal (Figure 5).
Next, the
remplissage step was performed to
fill the anteromedial humeral head defect using the sutures placed initially
together with the subscapularis tendon (we prefer placing these sutures before
other steps to avoid damaging the labral repair). The previously placed sutures
were then tied. Finally, the alignment of the humeral head relative to the
glenoid was reassessed and, after these steps, recentralization was confirmed (Figure 6).
Follow-up Protocol
Over a
9-month period, 3 patients were operated on by the same surgeon. Follow-up
visits were scheduled at 2, 4, and 6 weeks, and then monthly.
A sling
and arm immobilization were indicated until week 3; thereafter, patients began
abduction up to 90° and forward elevation, with unrestricted elbow
flexion–extension, while avoiding forced internal rotation or internal rotation
>80°.
At week
6, the sling was discontinued and shoulder range of motion was progressively
increased.
The first
patient completed the WOSI at months 1, 3, and 9, and the other two at months 1
and 6. VAS pain scores were collected monthly through month 6 (patient 1) and
through month 3 (patients 2 and 3).
RESULTS
Operative
time ranged from 80 to 150 minutes (mean, 100). There were no redislocations,
infections, or signs of instability in any of the 3 patients (Figure 7).
All
patients reported postoperative VAS pain scores between 1 and 3 (mean, 2),
managed satisfactorily with oral analgesics.
WOSI
scores for the first patient were 82 at month 1, 54 at month 3, and 12 at month
9. Scores for the second patient were 81 at month 1 and 40 at month 6; for the
third patient, 81 and 47, respectively.
At 7 months, the first patient
was already regularly participating in impact sports.
DISCUSSION
Posterior
shoulder dislocation is less common than anterior dislocation. The humeral head
defect resulting from a traumatic dislocation can progress to instability if
left untreated.10,11
The
literature describes different treatments based on the percentage of the
reverse Hill–Sachs defect, as labral and capsular repair alone is insufficient
when this lesion is present.11,12
Provencher
et al. recommend addressing the defect when it involves ≥10% of the articular
surface.13
Defects
up to 25% can be addressed with a remplissage
technique using the subscapularis tendon. When the defect is 25–50%, a bone
graft is recommended; however, McLaughlin described subscapularis transfer for
20–40% defects, and Neer proposed a modification that included transferring the
subscapularis with a small osteotomy of the lesser tuberosity.14,15
Rotational
osteotomies with graft reconstruction have also been described for 25% and 50%
defects. Finally, if the defect is >50%, hemiarthroplasty is recommended,
and if there is glenoid erosion, total shoulder arthroplasty may be indicated.14
In our
cases, we opted for an arthroscopic modification of the McLaughlin technique,
which protects the humeral head impaction fracture and helps prevent possible
redislocation during internal rotation.
By
attaching the subscapularis tendon to the impaction site, we achieved a filling
effect of the bony deficit. Our technique also allows repair of the posterior
labral lesion when required.
Unlike
the approaches proposed by Martetschläger et al. and Arauz et al., we first
placed the anchors within the defect and captured the subscapularis, taking
advantage of the instability to work more comfortably; we then repaired the
labrum and, at the end, only needed to tie the previously placed sutures to
complete filling of the defect.15,16
Compared
with our technique, Besnard and Kelly used two 5.0-mm anchors positioned
superiorly and inferiorly, performing filling by first tightening the inferior
knot and then the superior knot. We believe that placing the anchors centrally
within the defect allows adequate filling without generating a loss of internal
rotation.17
Duey and
Burkhart mentioned the option of using the middle glenohumeral ligament as a
substitute for the subscapularis tendon; we consider this an alternative for
patients with subscapularis lesions in whom the tendon cannot be used, although
recovery time with this technique is longer than with the subscapularis
transfer.18
Regarding
functional outcomes, we believe the WOSI is the instrument of choice, as other
scoring systems are less useful for assessing stability.5
A
limitation of this study is the short follow-up: 9 months (one patient) and 3
months (two patients).
CONCLUSIONS
Although
some dislocations may evolve favorably with physical therapy, when a bony
defect is present, repair using this technique is indicated.
In these
patients, stability was achieved with plication and tension results similar to
those obtained with the open technique, thereby avoiding the morbidity
associated with large approaches. This arthroscopic variant can be used as an
option to avoid open repair techniques.
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A. López ORCID ID:
https://orcid.org/0009-0000-0357-4403
F. López Bustos ORCID ID: https://orcid.org/0000-0002-2504-2026
R. C. Ruiz ORCID ID:
https://orcid.org/0000-0002-3300-0141
C. E. Martínez ORCID ID: https://orcid.org/0000-0002-6031-0532
Received on May 29th, 2024.
Accepted after evaluation on September 23rd, 2024 • Dr.
Facundo Fazzone • facundofazzone@gmail.com
• https://orcid.org/0009-0005-1336-0392
How to
cite this article: Fazzone F, López A, Ruiz RC, López Bustos F, Martínez CE.
Posterior Shoulder Instability Treated with Arthroscopic Bankart and McLaughlin
Techniques. Rev Asoc Argent Ortop
Traumatol 2025;90(4):344-352. https://doi.org/10.15417/issn.1852-7434.2025.90.4.1976
Article
Info
Identification: https://doi.org/10.15417/issn.1852-7434.2025.90.4.1976
Published: August, 2025
Conflict
of interests: The authors declare no conflicts of interest.
Copyright: © 2025, Revista de la Asociación Argentina de
Ortopedia y Traumatología.
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